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EXECUTIVE SUMMARY

The United States has for decades enjoyed pre-eminent military stature, due in large part to the overwhelming technological advantages since World War II. We have been able to maintain peaceful international commerce as well as act militarily on a global scale. However, to an unacceptable degree, the United States has not prioritized maintaining technological advantage over near peer competitors and even rogue states. Due to investments by our adversaries in many of the same key technologies, they are becoming increasingly able to challenge U.S. military pre-eminence.

Short of directly challenging military pre-eminence, some adversaries’ ability to hold at risk the homeland and key systems constrain our options in response to aggression. The current threat trends promise that this challenge will only increase, further constraining the options of U.S. leaders. This includes options that we have grown to take for granted. Choices to act in space, aerospace, surface, and sub-surface will be deterred by our inability to meet contemporary and future threats. Limiting U.S. leaders’ options, particularly strategic options, could be especially devastating in a crisis.

In particular, several adversaries have prioritized the development of missile forces to hold at risk the U.S. homeland, allies, deployed forces, and space assets.

Russia and China have long held the ability to hold the U.S. homeland and other key target areas at risk, and continue to devote significant resources to increasingly complex missile systems including anti-ship missiles, hypersonic glide vehicles, and direct-ascent anti-satellite missiles. Even North Korea and Iran, countries once deemed capable of building only “limited” missile capabilities, are achieving greater ranges, mobility, increased accuracy, and have the technical ability to use more challenging counter-measures, all while amassing great numbers of missiles to enable salvo launches.

The threat posed by direct-ascent anti-satellite missiles is especially grave. By holding at risk U.S. space systems, adversaries threaten that which gives the United States much of its military superiority. As aptly stated by the National Security Space Strategy, when combined with other capabilities, space systems allow joint forces to see the battlefield with clarity, navigate with accuracy, strike with precision, communicate with certainty, and operate with assurance.¹ For many years such space systems were both beyond the capability and reach of any potential U.S. adversary. In recent years, recognizing the asymmetric nature of U.S. space dominance together with space assets’ fragility and vulnerability to attack, our adversaries have taken advantage of this U.S. Achilles’ heel by developing weapons to target space assets. While it is true adversaries are developing various types of methods to disrupt or destroy space assets, including co-orbital anti-satellite weapons (ASATs), the scope of this study is limited to the threat to space systems posed by direct-ascent anti-satellite missiles, as these systems are the first to have been demonstrated in actual flight tests.

China has demonstrated an operational direct-ascent anti-satellite missile capability, and has proven that it can reach from low earth orbit to geosynchronous altitudes² putting nearly the full spectrum of our defense and intelligence satellites at risk. Not only does this give China a powerful coercive ability, it also creates the temptation to eliminate in a pre-emptive strike the warfighting assets upon which the United States is most reliant. Although China is the most advanced in this regard, other spacefaring adversaries are increasingly able to hold U.S. space assets at risk. Russia has a formative space weapons program and media reports indicate it has tested a direct-ascent anti-satellite missile. North Korea and Iran have each launched satellites into orbit. These developments clearly show the sanctuary status once assumed for U.S. space assets has been irredeemably lost, and, whether we wish it or not, powerfully demonstrates that the space domain is a battlefield.

Our current space defense posture is primarily passive and reactive, an anachronism of the Cold War era during which we had a single superpower adversary and the uneasy deterrence construct relying on Mutual Assured Destruction. Acknowledging its vulnerability in space, the United States has begun to build resiliency into its space architectures, and military leaders are advocating to Congress for the funds necessary to improve space situational awareness (SSA). Both resiliency and a robust SSA capability are critical to a successful U.S. national security space strategy, but are not by themselves enough. The United States cannot prevail in space merely by passively defending itself against hostile force; it must have active defences as well.

Although there is a place for deeply classified programs and activity toward this end, any credible deterrence strategy is dependent upon the United States making clear to our adversaries the high value the United States assigns to its space assets and that we possess the capability and willingness to defend those assets. Implementing a credible modern deterrence strategy that removes ambiguity concerning the consequences of an attack on U.S. space assets, while fully integrating our space layer to respond to threats across all domains, is the best course for ensuring a secure space environment. To be sure, it is a necessary condition for ensuring and safeguarding future U.S. military pre-eminence.

A critical component of a strengthened and modernized strategic posture that better integrates the space domain is a robust, layered, missile defense system that provides protection of the United States and that which it values most. The current U.S. ballistic missile defense system (BMDS) is composed of land- and sea-based interceptors, cued by sensors on land, at sea, and in space. There is no interceptor layer located in space. While each present-day element of the BMDS plays a significant role in the defense of the U.S. homeland, allies, and deployed forces, the system is designed to handle only limited threats posed by rogue nations. It is not designed to handle the more complex missile threats from near-peer adversaries such as Russia and China. Additionally, the pace at which rogue nations such as North Korea and Iran are improving both the quality and quantity of their own missiles, poses significant challenges for the present system.

This study recommends augmenting the U.S. strategic posture by enabling the use of space for the defense of the United States across military domains; specifically, the United States should immediately begin the necessary steps to deploy a space-based interceptor (SBI) capability.

An SBI capability would dramatically augment U.S. terrestrially- and sea-based defensive capabilities, reduce the demands upon current systems, and provide the United States with the optimal vantage point for destroying enemy missiles regardless of their launch or target location, whether on land, at sea, in the air, or in space. A critical benefit of an SBI layer is the ability to destroy many missiles during their boost phase, while the missile is still over enemy territory and before the enemy can deploy their nuclear warheads, counter-measures, and decoys.

Opponents of SBI offer numerous arguments against deploying the capability, but those arguments are predicated on false assumptions. For example, opponents have argued that deploying SBI would instigate an arms race with countries like Russia and China. But American military strength has not provoked adversaries’ investments in military capabilities; rather, U.S. capability gaps have prompted our adversaries to invest in weapons to exploit U.S. vulnerabilities. The task at hand is to close those gaps in order to deter adversaries’ continued investments. Opponents have also insisted that a kinetic interceptor capability in space remains technically out of reach and is cost prohibitive. However, available technology makes it entirely feasible and affordable in the near term. Others have said that deploying SBI is prohibited by an international treaty and threatens to create devastating permanent space debris, but there is no treaty that prohibits SBI, and the risks from debris are manageable. For example, an enemy missile destroyed in boost phase cannot produce long-lived orbital debris.

We have long since passed the threshold of concern that space will one day become the next battlefield, and we are at a pivotal moment. The United States of America will not maintain its pre-eminent global power status by default nor absent further action. We must choose this path, and if chosen, we must better utilize the space domain to nullify any adversary’s ability to coerce and blackmail the United States with missiles, possibly armed with nuclear weapons. Although missile defense is only one component of the U.S. strategic posture, by optimally defending what the United States values—the entire U.S. homeland, allies, deployed forces, and assets located in space—the BMDS, with SBI, would serve as a powerful deterrent and a critical means of defense should deterrence fail.

The following includes the study’s findings:

* U.S. adversaries are investing in missile technologies to contest U.S. military pre-eminence and challenge U.S. technical superiority.
* Adversaries’ ability to hold at risk the homeland and key systems, such as space based systems, will constrain in unacceptable ways our decision-making ability and options in the future.
* U.S. vulnerabilities to missile attack have not deterred adversaries from investing in the development of offensive weapons, but have instead prompted adversaries to exploit those vulnerabilities.
* Due to the vulnerability of, and the U.S. reliance on, space assets, adversaries have sought to target those assets with a variety of weapons including direct-ascent anti-satellite missiles.
* The current layered U.S. ballistic missile defense system (BMDS) is a critical component of the U.S. strategic posture, but its various components are obsolescing and require significant increases in investments. The BMDS must be qualitatively improved in order to outpace the missile threat
and close current vulnerabilities.
* A space-based interceptor (SBI) capability is essential to augment U.S. terrestrially and sea-based capabilities, and keep pace with the threats we face.
* An SBI capability would enable the United States to better defend against the missile threats to the U.S. homeland, allies, deployed forces, and critical space assets.
* No treaty or international conventions or norms prohibits the deployment of an SBI capability.
* Modern technologies can be leveraged to develop an effective SBI capability in the near term and at a reasonable cost.
* The risk of debris posed by an SBI capability is manageable, and in most cases negligible.

To meet the contemporary and future missile threats that challenge American military superiority and seek to coerce the United States, this study makes the following recommendations:

* Reform the informal missile defense policy of the United States from one that is limited to one that is robust. For the sake of clarity this will likely require the amending of the 1999 National Missile Defense Act.
* Continue investments to sustain and modernize current, operational missile defense systems including Aegis, Terminal High Altitude Area Defense (THAAD), and Ground-based Midcourse Defense (GMD), among others, to improve reliability. Investments in a space layer should not come at the expense of necessary sustainment of currently operational systems.
* Given the growing spectrum of missile threats, the United States must fully integrate and use the space domain to defend access to space, assets in space, as well as the U.S. homeland, allies, and deployed forces.
* Deploy as soon as possible an SBI capability to provide a robust defense of what the United States values most: The U.S. homeland, space assets, deployed forces, and allies. Ideally, this constellation of satellites with an SBI capability would also be equipped with an SSA capability.
* Continue investments in directed energy technology to one-day aid or replace space-based kinetic interceptors.

U.S. leaders must make the strategic decision to adapt our space posture and missile defense strategy to optimally defend against present and foreseeable missile threats. The failure to leverage modern technologies that would exponentially improve our security in this way is to choose to remain under-defended, and in some instances, undefended. Remaining vulnerable to current missile threats is to knowingly place the security of Americans and the United States’ military pre-eminence at the mercy of countries like China, Russia, North Korea, and Iran. This is highly unstable, and because it is technically avoidable, wholly unacceptable. We cannot afford to wait until a crisis is upon us before we are spurred to action. Now is the time to act.

__This 91���� Institute study on space and the right to self-defense draws upon the invaluable knowledge and experience of a distinguished Senior Review Group. While the members of the group have found consensus on the study’s contents herein, there may be precise wording or areas of emphasis on which there is some disagreement. This study does not necessarily reflect the positions of their current affiliations or that of the U.S. government.__

Missile Threat

Rogue States
We have entered a new missile era. In calendar year 2015 there were over 300 missile launches and more than 60 foreign space launches.³ The reasons for the immense investment in missiles are clear. Many countries view their missile forces as a symbol of national strength. Missiles present an asymmetric threat to U.S. airpower, can penetrate enemy territory, and reach their target in a very short timeframe. For many countries, missiles are a cost-effective means to threaten and coerce adversaries with superior militaries. This is true even with conventionally armed missiles. But if the missile is armed with a weapon of mass destruction, especially a nuclear one, even limited use of these weapons could be devastating. Therefore, missiles offer nations the ability to wield a particularly powerful coercive capability, regardless of their accuracy.

For Iran and North Korea, for example, the mere existence of missile programs serves as a deterrent—not in the classical sense of deterrence, but rather to deter U.S. responses to their aggression in the region. Importantly, and yet often underappreciated, space launch programs and long-range missile programs can be viewed as one and the same since the technology for a space launch is directly applicable to a missile launch (with the important distinction that it does not test a reentry vehicle).⁴ North Korea and Iran appear to have assessed that testing missiles as space launch vehicles (SLVs) can advance their military programs without risking the economic and political punishment that would result from an actual end-to-end long-range missile test.

U.S. military leaders understand that the probability an adversary would employ a missile with a weapon of mass destruction against U.S. forces or interests, is likely higher today than in the past, even compared to the Cold War era.⁵ Consequently, military leaders must consider adversaries’ missile programs and therefore their options in response to aggression are limited.

Iran possesses the largest and most diverse missile force in the Middle East and it is controlled by its Revolutionary Guard, which reports directly to the Supreme Leader. Iran is committed to achieving an intercontinental ballistic missile (ICBM) capability, despite international pressure to stop advancing its program, and likely is not far from achieving this capability. In defiance of United Nations Security Council Resolutions (UNSCRs), Iran’s leaders have recently committed to ramping up the number of tests. Iran uses its space-launch program as a primary means to improve its ICBM program. Since 2008, Iran has conducted four successful space launches.

In addition to its long-range missile program, Iran is developing anti-ship ballistic missiles (ASBMs). Its medium-range ballistic missiles are capable of striking U.S. deployed forces, allies, and partners in the Middle East and Eastern Europe.⁶ Iran is fielding increased numbers of mobile regional ballistic missiles and has claimed that it has incorporated anti-missile-defense tactics and capabilities into its ballistic missile forces.

Although Obama administration officials said the United States would seek to curb Iran’s missile program as part of the Joint Comprehensive Plan of Action (JCPOA), known as the “Iran deal,” the Iranians refused to make this concession and the administration backed down from its demand. Contrast this to previous examples of former nuclear proliferators such as Libya, which was willing to forgo its longer range missile program as part of ending and repudiating its nuclear programs.⁷ A formidable missile program like that of Iran’s should be understood as a part and parcel of Iran’s nuclear program.

Rather than curbing the Iranian ballistic missile program, UNSCR 2231, which was passed in conjunction with the JCPOA, relaxed restrictions on the missile program. Even if the JCPOA succeeds in delaying nuclear warhead production, Iran will continue work on the missiles, the delivery systems for nuclear weapons, without affecting the sanctions relief and the privilege and benefits of global economic inclusion. The United States should fully expect Iran, as a result, to do as its leaders have promised and devote increased resources toward the expansion of the missile program.⁸ Additionally, Iran is likely to and continue to proliferate missiles and their associated technology. For example, Iran continues to proliferate ballistic missiles to entities such as Hezbollah.⁹ Iran has received foreign assistance from Russia, North Korea, and Chinese “entities” on its missile program.¹⁰

Like Iran, North Korea heavily invests in missiles. Indeed, North Korea proliferates ballistic missiles and associated technology more than any other country in the world. It sees its nuclear and ballistic missile programs as critical to supporting its coercive military threats. North Korea’s leadership has been, and remains committed to, achieving a nuclear missile capability that poses a direct threat to the U.S. homeland.¹¹

North Korea has conducted four underground nuclear explosions, its most recent on January 6, 2016. A month later, on February 7, it successfully orbited a satellite for the second time. The February satellite launch demonstrated the ability to carry a payload approximately twice that of the previous launch,¹² and possibly over a much greater distance. North Korea’s space program is like Iran’s in that it is a means to advance its long-range offensive missile program. The country has continued its space launch program in the face of international opposition and several prohibitive UNSCRs which underscores its commitment to increasing the reliability of its already formidable long-range missile program.

North Korea also continues to develop the Taepo Dong-2, which could reach the continental United States if configured as an ICBM. Additionally, it continues work on the road-mobile KN-08, also called the Hwasong13. The regime displayed the KN-08 on six road-mobile transporter-erector launchers (TEL) during military parades in both 2012 and 2013. As affirmed in the latest Department of Defense report on North Korea’s military capabilities, if successfully designed and developed, the KN-08 could be capable of reaching much of the continental United States. While the report also noted that “Without flight tests, the KN-08’s current reliability as a weapon system would be low,”¹³ a 2013 intelligence report assessed that it is likely that North Korea has achieved the ability to deliver a nuclear weapon, even if the reliability of the nuclear ballistic missile would be low.¹⁴ In sum, there is enough evidence to assess that should North Korea decide to attack the United States with a nuclear missile, it is likely it could do so. Especially considering the erratic nature of the North Korean regime, the United States must continue to prepare to defend against this threat.

North Korea also has several hundred short- and medium-range ballistic missiles (SRBMs and MRBMs) available for use against the Republic of Korea (ROK) and Japan. Additionally, North Korea continues to test a submarine-launched ballistic missile (SLBM). Although North Korea claimed a successful SLBM launch in November 2015, the ROK’s Yonhap news agency reported that the missile did not appear to have successfully ejected from the vessel.¹⁵

Near Peer Competitors
The United States has for decades enjoyed pre-eminent military stature, due in large part to the overwhelming technological advantages since World War II. But due to investments by our adversaries in many of these same key technologies, they are becoming increasingly able to challenge U.S. military pre-eminence. Specifically, near peer competitors are designing their missile forces explicitly to exploit capability gaps,¹⁶ and some countries’ capabilities are challenging U.S. superiority in key areas.

Russia, for example, is in the midst of a massive nuclear modernization effort. This includes investments in technologies for delivery systems designed explicitly to evade U.S. defenses. Russia is devoting significant resources to ensuring its ICBMs have multiple independently targeted reentry vehicles (MIRVs), weapons that enhance the proficiency of a possible nuclear first strike. Russia possesses over 1,400 nuclear warheads deployed on ballistic missiles capable of reaching the United States¹⁷ and recent media reporting indicates—despite New START restrictions—Russia may be doubling its nuclear warhead output.¹⁸

Additionally, Russia is flight-testing a new hypersonic glide vehicle (HGV) called the Yu-71, reportedly a highly maneuverable missile designed to deliver nuclear warheads at the speed of Mach 10, ten times the speed of sound. Although the missile does not yet appear to be operational, Russia is committed to the program. Russia is also investing in anti-satellite capabilities.¹⁹ According to media reports, on November 2015 Russia carried out its first successful flight test of a direct ascent anti-satellite missile, known as Nudol.²⁰

All of these capabilities signal a concerted effort to increase the efficiency of first strike capacity and thereby gain strategic advantage for purposes of political coercion and escalation control.

Furthermore, as the United States has made efforts to move away from nuclear deterrence in its national defense strategy, the Russians have moved nuclear weapons to the center of their defense strategy. Not only is this evident in the kinds of systems in which it invests, its military documents also support this shift. Russia’s military doctrine from 2000 revealed a significant change in Russian nuclear policy to include its willingness to “deescalate” a conventional military threat by employing a nuclear weapon. U.S. Deputy Defense Secretary Robert Work acknowledged this dangerous nuclear posture to Members of Congress in a June 2015 public hearing.²¹

In recent years, senior Russian leaders also have made either explicit or implicit nuclear threats against U.S. allies. The Russian military has conducted an unprecedented number of nuclear war-gaming exercises against the United States and U.S. allies. Some of the war-gaming exercises have included flying nuclear-capable aircraft into NATO allies’ and Japanese airspace.

Notably, Russia’s 2014 military doctrine lists ballistic missile defense (BMD) as one of Moscow’s external military dangers²² and senior Russian leaders have explicitly threatened preemptive attack on NATO countries in response to plans to deploy missile defense systems.²³

China has also devoted significant resources to developing technologies that challenge long-held U.S. military advantages and many of those technologies are coming to bear.²⁴ In a memorandum to Congress, Under Secretary of Defense for Acquisition, Technology and Logistics (AT&L) Frank Kendall highlighted key ways China is working to challenge U.S. military superiority, including by “developing and testing several new classes and variants of offensive missiles, forming additional missile units, upgrading older missile systems, and developing methods to counter ballistic missile defenses.”²⁵

The Rocket Force operates China’s land-based nuclear and conventional missiles. It is forming additional missile units, upgrading missile systems, and is developing methods to counter ballistic missile defenses.²⁶ China has deployed more than 1,100 SRBMs across from Taiwan and is fielding cruise missiles, including the ground-launched CJ-10 land-attack cruise missile. China continues to field an anti-ship ballistic missile (ASBM), known as the DF-21D, which has a range exceeding 1,500 km, is armed with a maneuverable warhead, and is capable of attacking large ships, including aircraft carriers.

China continues to develop ship, submarine, and aircraft-deployed anti-ship cruise missiles (ASCMs). Of concern, China has conducted recent tests of the Wu-14 hypersonic glide vehicle (HGV), which is like the Russian HGV, but having demonstrated a greater technical maturity. An operational HGV poses an unacceptable challenge to the current area air-defense interceptors such as the Navy SM-6 or Army PAC-2 / PAC-3. As stated by Under Secretary Kendall, “The net impact is that China is developing a capability to push our operating areas farther from a potential fight, thereby reducing our offensive and defensive capacity that would be exercised to assist our friends and allies.” ²⁷

China has also devoted significant resources to its anti-space missile systems. In every orbit, satellites critical to U.S. national security are at risk if the Chinese continue on their current course and choose to make those systems operational.²⁸ Underscoring the risk, Under Secretary Kendall stated, “PLA writings emphasize the necessity of ‘destroying, damaging, and interfering with the enemy’s reconnaissance and communications satellites,’ suggesting that such systems, as well as navigation and early warning satellites, could be among the targets of attacks designed to ‘blind and deafen the enemy.’”²⁹

Status of U.S. Ballistic Missile Defense System and Policy

The current U.S. ballistic missile defense system (BMDS) is composed of interceptors based on land and at sea, and with sensors on land, at sea, and in space. Each element plays a significant and complementary role in creating a layered effect to protect the U.S. homeland, allies, and deployed forces from a range of ballistic missile threats.

The Missile Defense Agency (MDA) follows the guidance found in the Missile Defense Act of 1999 (P.L. 106–38), which states that “It is the policy of the United States to deploy as soon as is technologically possible an effective National Missile Defense system capable of defending the territory of the United States against limited ballistic missile attack (whether accidental, unauthorized, or deliberate) …” Although the law as stated does not prohibit the development and deployment of a robust missile defense system to handle the spectrum of missile threats, policymakers in Congress as well as in the Executive Branch have chosen to build a limited system to defend against only rogue missile threats like those posed by North Korea and Iran. It is not designed to defend against the increasingly advanced and augmented arsenals of Russia and China.

For example, the Ground-based Midcourse Defense (GMD) system is the only system currently deployed to protect the U.S. homeland against long-range missiles, but only from North Korea and Iran. President George W. Bush directed its deployment in 2003 following the U.S. withdrawal from the Anti-Ballistic Missile (ABM) Treaty. The United States deployed the initial system, with the intent to improve and expand it over time to keep pace with the threat. Although the system had a series of technological breakthroughs and successful intercept tests in 2006, 2007, and 2008, the program lacked political support from the incoming Obama administration and saw dramatic funding cuts beginning in 2009. The GMD program suffered two consecutive missed intercept tests, first in 2010, then in 2013, before conducting a successful intercept of a test target representative of a complex threat scenario in June 2014. The record to date is nine successful intercepts out of 17 tests since 1999.³⁰

Although GMD is currently able to protect the United States from a North Korean or Iranian ICBM launch, it is not designed to defend against missile threats to the homeland that may occur from the sea.³¹ Moreover, the pace at which North Korea and Iran are developing their missile systems threatens to outpace current defense capabilities.³² Due to the Iranians’ missile developments, and a recognition that the risk to the U.S. homeland was unacceptably high, the Bush administration sought to deploy an additional GBI site in Poland with its associated radar in Czech Republic. This “third site” would have provided additional coverage of the U.S. homeland as well as coverage of much of Europe. The Russians, however, were staunchly opposed to the plan. The Obama administration, in an attempt to assuage Russia’s concerns and earn Moscow’s favour to help pressure the Iranians to curb their nuclear program, cancelled the plans to deploy the third GBI site.³³

U.S. Northern Command Commander, Admiral Gortney, like his predecessors, repeatedly expresses confidence in the system’s necessity and its ability to intercept a potential North Korean ICBM targeted at the U.S. homeland, but he has also recently warned that the pace at which rogue states are developing missiles, both in quality and quantity, presents significant challenges for the system. He has, for instance, warned that the current plan to deploy 14 more ground-based interceptors, bringing the total to 44, will be insufficient to meet the challenges of the future. Therefore, the United States should deploy a third GBI site to provide necessary, additional protection that the Polish GMD site and then SM-3IIB site would have provided had the Obama administration not canceled them. Additionally, the MDA must fully invest in the Redesigned Kill Vehicle (RKV), the next generation kill vehicle, and, leveraging technologies from the RKV, eventually replace it with the Multiple Object Kill Vehicle (MOKV) to increase the reliability of hitting multiple warheads or a single warhead surrounded by decoys and countermeasures.³⁴

In addition to GMD, the Aegis weapon system and family of SM-3 missile interceptors are a critical element to the BMDS that offer a defense from a variety of medium range ballistic missiles. The system demonstrated its operational capability on February 20, 2008, when U.S. Strategic Command employed Aegis to intercept a non-functioning U.S. satellite careening toward Earth in an operation dubbed “Operation Burnt Frost.”³⁵

Notably, unlike when the Chinese destroyed a satellite and created thousands of pieces of debris, the United States intercepted the satellite at an altitude sufficient to ensure the intercept did not create long-term space debris.

The European Phase Adaptive Approach (EPAA) was a plan initiated by the Obama administration when it made the decision to cancel the Bush administration’s third GBI site. EPAA is a cooperative effort by the United States and NATO allies to deploy short and medium-range missile defense systems, especially the Aegis weapon system, to Europe to defend against missile threats from the Middle East. The EPAA began as a four-phase plan, to culminate in the deployment of the SM-3IIB, an interceptor that had yet to be developed but which was intended to offer the additional layer of protection to both Europe and the United States from an Iranian long-range ballistic missile that the cancelled GBI site would have provided. Although none of the systems are configured to defend against a Russian attack, Russia vigorously opposed the plan as it did the GBI plan. It was especially opposed to the SM-3IIB. Secretary of Defense Chuck Hagel announced on March 15, 2013 that the United States would cancel the fourth phase, but would remain committed to the first three phases, including deploying Aegis Ashore in Romania and in Poland. Despite the cancellation, Russian officials continue to oppose the EPAA.³⁶

The U.S. BMDS also includes the highly capable Terminal High Altitude Area Defense (THAAD), which has the ability to intercept shorter range ballistic missiles in their terminal phase of flight. In light of an increased missile threat from North Korea, the United States and the Republic of Korea have entered into formal discussions regarding the U.S. deployment of a THAAD battery to Seoul. Notably, China and Russia oppose the United States deploying the missile defense system
to Seoul.³⁷

The most mature hit-to-kill weapon system is the PATRIOT Advanced Capability-3 (PAC-3). PAC-3 works with THAAD to provide a layered defense against short-range ballistic missiles, destroying them in the terminal phase of flight. It also provides protection of assets against large-caliber rockets and air-breathing targets. The Army, not MDA, is responsible for the production of the PAC-3, and it is the only system that has been proven in battle.³⁸

Although not yet close to an operational capability, the National laboratories and industry are developing electrically pumped laser technology in order to provide a boost phase defense capability from unmanned aerial vehicle (UAV) platforms. If it had sufficient political support, laser technology could also offer a significant improvement for the BMDS by dramatically increasing the shots available per target, thereby decreasing the cost. UAVs could be effective, but their use would be constrained due to geographic limitations and the air defense systems over theaters like those of Russia and China. It is advisable to continue investing in laser technology for a boost phase missile kill capability, especially if the technology could eventually be used from the space domain.

Although none of the BMDS components were designed to protect space assets or defend against the large and already complex offensive missiles from Russia and China, both countries continue to protest U.S. BMDS improvements and expansions, even as they develop and deploy defenses against U.S. offensive missiles.³⁹ Nonetheless, the United States continually tries, to no avail, to assure Russia and China that it is not deploying systems to degrade their offensive missiles.⁴⁰

In other words, the United States is under pressure to increase the effectiveness of its BMDS to outpace rogue missile threats while intentionally preventing its missile defense systems from becoming overly advanced so as to remain vulnerable to Russian and Chinese missiles, even as Russia and China pursue their own national missile defense capabilities⁴¹ and design their offensive missiles to exploit U.S. vulnerabilities.

U.S. administrations have had varying degrees of commitment to improving the BMDS and moving past an intentionally “limited” defense. President George W. Bush withdrew the United States from the Anti-Ballistic Missile (ABM) Treaty, which paved the way for the development of robust defuses. Additionally, the Bush administration tried to secure money from Congress to begin initial steps to deploy a space-based interceptor layer. While there was great support among some congressional leaders, there was not a significant consensus to move forward. Contrast this to the Obama administration, which has not been amenable to moving beyond limited defense as a matter of policy. The Administration’s reluctance to build a robust defense is due to the prevailing theory that defending against peer threats such as China and Russia, or even placing defensive systems in regions where these countries exert influence, would create a
“strategic imbalance” that would prompt adversaries to invest in their offensive missile forces.⁴² In reality, the reverse has proven true. Adversaries invest in their missile forces because the United States remains vulnerable and committed to the policy of “limited” defense.

Adversaries Seek to Exploit U.S. Vulnerabilities

Efforts to exploit U.S. vulnerabilities are most evident in the area of space. The United States is heavily reliant on space systems, and the ability to access space and protect its satellites from attack is non-optional. Military operations, military force projection, intelligence collection, weather forecasting, daily communication, banking systems, and financial markets all share a critical link—they depend on assets located in space. Indeed, the U.S. military has earned its superior status due to its unmatched global surveillance capabilities and its ability to anticipate future scenarios ranging from the weather, to early global and theater missile warning, to an adversary’s next move. There are currently more than a hundred U.S. military and intelligence satellites in orbit, providing critical national security capabilities to the United States.⁴³ Even in some of the harshest environments far-removed from terrestrial communications networks, the United States has unmatched access and operational ability.

The advantages gained by satellites enable the United States to choose from a spectrum of strategic and tactical options. These include the ability to deter aggression, move assets into defensive positions, assuage conflicts, or, when necessary, intervene and exact military operations decisively and with great precision. It is because of this strategic reliance on space assets and their unique vulnerabilities that U.S. adversaries have devoted significant resources to targeting those assets. Although the United States has not sufficiently moved to address the threat, it is not for failure to recognize it. For example, Assistant Secretary of State for Arms Control, Verification, and Compliance, Frank Rose told reporters in 2015 that Russia and China “view space as an asymmetric vulnerability of the United States. And if they can deny the United States, and its allies, access to space systems, they can gain military advantage here on earth.”⁴⁴

**The U.S. Space Posture and Providing the Necessary Capabilities to Defend the United States from Missile Attack**

It is past time for the United States to update its strategic posture to meet the diverse and complex modern challenges posed by missiles.⁴⁵ The U.S. strategic posture would be significantly strengthened if U.S. Strategic Command had the necessary capabilities to carry out its mission, specifically, to execute space control, plan, and conduct what is called “space force application” missions. According to joint force doctrine, a space force application mission can be defined as: “[C]ombat operations in, through, and from space to influence the course and outcome of conflict by holding terrestrial targets at risk. The space force application mission area includes ballistic missile defense and force projection capabilities such as intercontinental ballistic missiles.”⁴⁶

In order to fully equip Strategic Command with this capability, the United States must change its unofficial missile defense policy from that of a limited mission scope and limited technical ability to one that is far more robust. Towards this end, the United States should deploy a space-based intercept (SBI) layer capable of boost- and ascent-phase intercept. An SBI capability would augment U.S. terrestrial and sea-based capabilities, and ease the tasks of current systems. A SBI capability would enable the United States to defend against missile threats to the U.S. homeland, allies and deployed forces, and address the direct-ascent anti-satellite threat, thus protecting our critical and unacceptably vulnerable space assets. Additionally, the sensor suite required to track and engage ballistic missiles could also make a significant contribution to SSA. To be clear, deploying an impenetrable missile shield should not be the objective, nor is it what is being recommended. SBI must be one component of a broader strategy to utilize space and missile defense technologies, with the overarching objective to close existing gaps and enable Strategic Command to optimally protect high value assets.

An initial constellation of satellites with kinetic kill interceptors is feasible in the near term due to the technologies the United States already possesses. Beyond kinetic kill, the United States should support the development and testing of directed energy weapons systems and the associated engineering of such systems for space deployment.

One of the great advantages of an SBI capability is that it provides the optimal location from which to launch a kinetic interceptor at an enemy missile in its boost phase. Boost phase occurs before a missile releases decoys and countermeasures meant to confuse and evade defensive systems and is, therefore, the ideal time to intercept.

Moreover, if the SBI is designed with a dual-mode seeker in the kill vehicle (KV), it would have the capability to target the offensive missile during the midcourse phase. The technology to do exactly this is currently available in other operational systems, and therefore, could be leveraged for SBI in the near term. This would enable an SBI layer to provide a significant level of carrier defense against particular threats by engaging anti-ship ballistic missile threats.⁴⁷

Critics have offered several objections to deploying an SBI capability, but these objections are predicated on false assumptions. For example, critics have long argued that a successful SBI boost-phase engagement would generate long-lived space debris. However, the challenges presented by debris are manageable. An SBI capability would have the ability to encounter the enemy missile in boost phase, either late in its boost phase, or in the immediate post-boost phase, before the bus has had time to dispense its warheads. As such, the enemy missile would not be more than a few hundred kilometers high at this point, nor more than a few hundred kilometers downrange from its launch site. Indeed, it may well still be over its own territory. Almost all of the debris would re-enter the Earth’s atmosphere immediately, some of it likely falling on the country which launched the attack. A small fraction of the collision debris would go into orbit, raising the concern about its potential hazard to the existing space infrastructure of our own and other peaceful nations; however, his hazard is both minimal and short-lived. It is minimal because almost none of the debris survives for a single full orbit. It is short-lived because the small fraction that does remain in orbit is at such a low altitude that upper-atmosphere drag will bring it back to Earth within hours, days, weeks, or at the very most, several months for a small number of pieces. The risk that a piece of debris will collide with another satellite during this time is quite low and is obviously a less serious risk in comparison with that of having a nuclear warhead land on our own or an allied nation.

Another criticism is that it is far too technically challenging and cost prohibitive. These too are misconceptions. According to a 2011 Institute for Defense Analyses (IDA) Study, “The technology maturity exists such that the space-based interceptor layer that was considered in this study could be developed within ten years.”⁴⁸ It went on to assess the cost for a limited constellation with a 20-year lifecycle, including a full constellation replacement at the 10-year point. IDA assesses a 24 satellite constellation would cost $26–$30 billion over its operational lifetime, depending on launch payload configuration. According to the IDA study “launch costs would be the dominant factor in the cost of a space-based interceptor system.” It continued, “Plausible reductions of payload mass could reduce launch costs by as much as 25% relative to the baseline costing assumptions in this study.”⁴⁹ However, these numbers are likely high, and should be understood to represent a ceiling, rather than a floor.⁵⁰

Others argue that a SBI capability would violate arms control treaties. However, it does not. When President George W. Bush withdrew the United States from the Cold War Era Anti-Ballistic Missile (ABM) Treaty in 2002, he paved the way for the United States to deploy any defensive system it deemed necessary for its security. There is some misunderstanding that persists involving the prohibitions as outlined in the Outer Space Treaty of 1967. Article IV of the Treaty stipulates what weapons may not be placed in space. It states: “States Parties to the Treaty undertake not to place in orbit around the Earth any objects carrying nuclear weapons or any other kinds of weapons of mass destruction, install such weapons on celestial bodies, or station such weapons in outer space in any other manner.”⁵¹ An SBI capability, whether relying on kinetic kill technology, or eventually, directed energy technology, does not fit the criteria as outlined in Article IV. The IDA concurred with this finding.⁵²

Last, opponents have argued that deploying SBI would instigate an arms race in space with countries like Russia and China. But the Russians and Chinese are already assiduously developing offensive anti-space weapons. American military strength has not provoked adversaries’ investments in military capabilities; rather, U.S. capability gaps have prompted our adversaries to invest in offensive weapons to exploit U.S. vulnerabilities in space. The task at hand is to close those gaps in order to protect our most valuable assets and to cause adversaries to doubt the effectiveness and value in attempting an attack against those space assets. This may also have the effect of deterring the enormous investments in those offensive capabilities.

Conclusion

The modern threat environment is more diverse and complex than at any point in history. Near peer competitors and even rogue states are challenging U.S. technical superiority in key areas, and in doing so, U.S. military pre-eminence. Specifically, we have entered a missile era in which more nations and non-state entities possess missiles, improve them, and proliferate them. It is past time to invest in new technologies and to leverage current technologies to develop and deploy a robust missile defense system capable of defending the U.S. homeland, our allies, deployed forces, and space assets. Additionally, the United States must more fully integrate the space domain within the U.S. strategic posture in order to provide defense of U.S. assets across all domains. The United States has the resources and the technology to deploy a robust missile defense system, including space-based interceptors, but it will require changes to current policy and leveraging the modern technologies that would qualitatively improve our missile defense system. Failure to make this decision is to choose to remain under-defended, and in some instances, undefended. Remaining vulnerable to current missile threats is to knowingly place the security of all Americans at the mercy of countries like China and Russia. Considering the nature of the threat, and the availability of the technology to defend against it, to remain intentionally vulnerable is simply inexcusable.

Senior Review Group

 

• The Honorable Eric Edelman, Under Secretary of Defense for Policy, 2005–2009
• The Honorable Michael D. Griffin, Ph.D., NASA Administrator, 2005–2009
• General Charles H. Jacoby, USA (ret), Commander, U.S. Northern Command, 2011–2014
• The Honorable Robert Joseph, Ph.D., Under Secretary of State for Arms Control and International Security, 2005–2007
• The Honorable Jon Kyl, U.S. Senator, 1995–2013
• Lieutenant General Henry A. “Trey” Obering, III, USAF (ret), Director, Missile Defense Agency, 2004–2008
• Dr. Keith Payne, Deputy Assistant Secretary of Defense for Forces Policy, 2002–2003
• General Gene Renuart, USAF (ret), Commander, U.S. Northern Command, 2007–2010
• The Honorable Michael Rogers, U.S. Congressman 2001–2015/ Chairman, Permanent Select Committee on Intelligence
• The Honorable William Schneider, Ph.D., Chairman, Defense Science Board, 2001–2009
• Lieutenant General Mark D. Shackelford, USAF (ret.), Military Deputy, Office of the Assistant Secretary of the Air Force for Acquisition, 2008–2011
• General William Shelton, USAF (ret), Commander, U.S. Air Force Space Command, 2011–2014
• Brigadier General Kenneth Todorov, USAF (ret), Deputy Director, Missile Defense Agency, 2014–2015